Information for Clients in Accordance with Article 45 of the Insurance Supervision Act (VAG)
Imperial Wealth Planning is an independent broker regulated and governed by the Swiss Financial Markets Supervisory Authority (FINMA), register number 30840.
As soon as intermediaries establish contact with a potential client, they shall provide them with the following information:
1. Company Details
Imperial Wealth Planning GmbH
Schindellegistrasse 73
CH-8808 Pfäffikon SZ
Tel: +41 (0) 55 416 2646
Fax: +41 (0) 44 355 3337
Canton Schwyz Company Register
Company Number: CH-020.4.056.394-2
Legal Form: Limited Liability Company
2. As an independent broker, Imperial Wealth Planning negotiate on behalf of clients with multiple insurance companies, taking into account that only one company will ultimately provide the chosen product or service. In these instances it is necessary to share client information with partner companies, in order to tender offers, and Imperial Wealth Planning is remunerated by it’s partners with a broker fee consistent with the market.
3. Imperial Wealth Planning regularly consults with, but is not limited to, the following companies:
Allianz
AXA Winterthur
Basler Versicherung
Boal & Co.
Brooklands
Credit Suisse
Dominion
FMG
Arthur J. Gallagher (Schweiz) AG
GBE
Generali Personenversicherung
Generali International
GWMS
Hesse & Partner
Helvetia
Innova
Investor’s Trust
Liberty
London & Colonial
Moventum
Nationale Suisse
ÖKK
Old Mutual International
Sovereign Group
SPF
Suva
Swica
Swiss Life
Sympany
Transferwise
UBS
Unilife
Utmost International
Utmost Worldwide
Vaudoise
Visana
William Russell
Youtrust
Zurich Insurance
4. In the case of negligence, incorrect or misleading information relating to our function as a broker, the legal entity ‘Imperial Wealth Planning GmbH’ would be liable. Any complaints should be directed in writing to:
James Austin
Imperial Wealth Planning
Schindellegistrasse 73
CH-8808 Pfäffikon SZ
5. Data Handling
Personal data is recorded purely for the purposes required by the services agreed upon. Imperial Wealth Planning commits to meeting all measures regarding legal data regulations and compliance. Data is treated absolutely confidentially. Personal data is stored in electronic and/or paper format. All information provided by the client may be shared only with relevant third party partners in order to tender offers, and for the processing of contracts.
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Truly professional & experienced team. Highly recommended to anyone looking for financial and wealth management advice.
Akhil Prabhu -
Good straightforward planning advice. Highly recommended.
Paul Gibson -
I was recommended IWP by a work colleague and have always been impressed. I wouldn't hesitate to recommend them to anyone seeking independent financial advice.
Paul