Broker Agreement

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Information for Clients in Accordance with Article 45 of the Insurance Supervision Act (VAG)

Imperial Wealth Planning is an independent broker regulated and governed by the Swiss Financial Markets Supervisory Authority (FINMA), register number 30840.

As soon as intermediaries establish contact with a potential client, they shall provide them with the following information:

1. Company Details

Imperial Wealth Planning GmbH

Churerstrasse 135

CH-8808 Pfäffikon SZ

Tel: +41 (0) 55 416 2646

Fax: +41 (0) 44 355 3337

Canton Zürich Company Register

Company Number: CH-020.4.056.394-2

Legal Form: Limited Liability Company

2. As an independent broker, Imperial Wealth Planning negotiate on behalf of clients with multiple insurance companies, taking into account that only one company will ultimately provide the chosen product or service. In these instances it is necessary to share client information with partner companies, in order to tender offers, and Imperial Wealth Planning is remunerated by it’s partners with a broker fee consistent with the market.

3. Imperial Wealth Planning regularly consults with, but is not limited to, the following companies:

Allianz

AXA Winterthur

Basler Versicherung

Boal & Co.

Brooklands

Credit Suisse

Die Mobiliar

Dominion

FMG

GBE

Generali Personenversicherung

Generali International

GWMS

HDI Gerling

Hesse & Partner

Helvetia

Innova

Investor’s Trust

Liberty

London & Colonial

Moventum

Nationale Suisse

ÖKK

Old Mutual International

Sovereign Group

SPF

Suva

Swica

Swiss Life

Sympany

Transferwise

UBS

Unilife

Vaudoise

Visana

William Russel

Youtrust

Zurich

4. In the case of negligence, incorrect or misleading information relating to our function as a broker, the legal entity ‘Imperial Wealth Planning GmbH’ would be liable. Any complaints should be directed in writing to:

James Austin

Imperial Wealth Planning

Churerstrasse 135

CH-8808 Pfäffikon SZ

 

5. Data Handling

Personal data is recorded purely for the purposes required by the services agreed upon. Imperial Wealth Planning commits to meeting all measures regarding legal data regulations and compliance. Data is treated absolutely confidentially. Personal data is stored in electronic and/or paper format. All information provided by the client may be shared only with relevant third party partners in order to tender offers, and for the processing of contracts.