Information for Clients in Accordance with Article 45 of the Insurance Supervision Act (VAG)

Imperial Wealth Planning is an independent (untied) broker regulated and governed by the Swiss Financial Markets Supervisory Authority (FINMA), register number F01081467.

As soon as intermediaries establish contact with a potential client, they shall provide them with the following information:

1. Company Details

Imperial Wealth Planning GmbH

Schindellegistrasse 73

CH-8808 Pfäffikon SZ

Tel: +41 (0) 44 552 12 12

Fax: +41 (0) 44 355 33 37

Canton Schwyz Company Register

Company Number: CH-

Legal Form: Limited Liability Company

2. As an independent broker, Imperial Wealth Planning negotiate on behalf of clients with multiple insurance and investment companies, taking into account that only one company will ultimately provide the chosen product or service. In these instances it is necessary to share client information with partner companies, in order to tender offers, and Imperial Wealth Planning is remunerated by it’s partners with a broker fee consistent with the market.

3. Imperial Wealth Planning regularly consults with, but is not limited to, the following companies:

AXA Winterthur

Basler Versicherung

Boal & Co.


Capital International Group


Arthur J. Gallagher (Schweiz) AG

Generali Personenversicherung

Generali International

Investor’s Trust



London & Colonial


Momentum International


Old Mutual International

Sovereign Group


Swiss Life



Utmost International

Utmost Worldwide

William Russell


Zurich Insurance

Through our partner broker Arthur J. Gallagher (Schweiz) AG:



Liechtenstein Life

Nationale Suisse







5. Provision

Depending on the products involved, Imperial Wealth Planning GmbH may receive a provision from its financial partners. The range of provision can be between 0% to 6% and will vary widely between different types of products and solutions, such as insurance, pensions, mortgages and investments. 

6. In the case of suspected negligence, incorrect or misleading information relating to our function as a broker, the legal entity ‘Imperial Wealth Planning GmbH’ would be liable. Any complaints should be directed in writing to:

James Austin

Imperial Wealth Planning

Schindellegistrasse 73

CH-8808 Pfäffikon SZ 

7. Data Handling

Personal data is recorded purely for the purposes required by the services agreed upon. Imperial Wealth Planning commits to meeting all measures regarding legal data regulations and compliance. Data is treated absolutely confidentially. Personal data is stored in electronic and/or paper format. All information provided by the client may be shared only with relevant third party partners in order to tender offers, and for the processing of contracts.